David Alan Ortiz
Investment Adviser Representative at L&s Private Wealth, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Alan Ortiz is an investment adviser representative with L&s Private Wealth, LLC in Oklahoma City, OK, where they have been registered since 2026. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Osaic Wealth, Inc. and Arvest Wealth Management. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Oklahoma and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Oklahoma, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Arvest Wealth ManagementAug 2020 – Sep 2023Norman, OK
- Benchmark Foods, LLCAug 2014 – May 2017Norman, OK
- Vivint Smart HomesMay 2015 – Aug 2018Provo, UT
- University of OklahomaSep 2017 – Dec 2018Norman, OK
- H2ok, LLCJan 2019 – May 2020Oklahoma City, OK
- OsaicOct 2023 – Sep 2024Norman, OK
- L&S Private Wealth, LLCJan 2026 – no end date reportedOklahoma City, OK
- Overflow Wealth Advisory LLCSep 2024 – Dec 2025Norman, OK
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About L&s Private Wealth, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- Estimated blended rate
- 0.016
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Oklahoma City, OK
- SEC file number:
- 801-135134
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 14, 2026
View full firm profileOther advisors at L&s Private Wealth, LLC
2 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Alan Ortiz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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