AdFi
DA

David Albert Peppenger

Investment Adviser Representative at SGL INVESTMENT ADVISORS, INC.

Missoula, MTCRD #6241527Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
10 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Albert Peppenger has worked in the securities industry since 2013. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArizonaCaliforniaColoradoIdahoMaineMontanaOregonTexasUtahWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/3/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/8/2013
Series 24
General Securities Principal Examination
Passed 9/7/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

SGL Investment Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SGL INVESTMENT ADVISORS, INC.Current
1/14/2021Missoula, MT
S.G. LONG & COMPANYCurrent
1/5/2018Missoula, MT
WELLS FARGO ADVISORS, LLC
12/4/20136/29/2016Missoula, MT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SGL INVESTMENT ADVISORS, INC.

Showing 12 of 15 in the directory

View SGL INVESTMENT ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Albert Peppenger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Albert Peppenger - Financial Advisor in Missoula, MT | AdvisorFinder