AdFi
KL

Kenneth Lowell Freseman

Investment Adviser Representative at SGL INVESTMENT ADVISORS, INC.

Missoula, MTCRD #214140Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
57 yrs
States Registered
4 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaMinnesotaMontanaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/13/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 12/20/1991
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 3/31/1967

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

SGL Investment Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SGL INVESTMENT ADVISORS, INC.Current
1/7/2021Missoula, MT
S.G. LONG & COMPANYCurrent
1/16/2018Missoula, MT
RBC CAPITAL MARKETS, LLC
5/1/20099/9/2014Missoula, MT
WACHOVIA SECURITIES, LLC
1/1/20085/1/2009Missoula, MT
A. G. EDWARDS & SONS, INC.
12/7/20061/1/2008Missoula, MT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SGL INVESTMENT ADVISORS, INC.

Showing 12 of 15 in the directory

View SGL INVESTMENT ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Lowell Freseman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.