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David Allen Sims

Investment Adviser Representative at EVERSOURCE WEALTH ADVISORS, LLC

Little Rock, ARCRD #5347313Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Allen Sims has worked in the securities industry since 2010. They have passed the Series 65, 63, 62, 24, and 6 examinations. They are registered to provide investment advisory services in Arkansas and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
ArkansasTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/4/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 9/5/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/23/2010
Series 62
Corporate Securities Limited Representative Examination
Passed 6/8/2007
Series 24
General Securities Principal Examination
Passed 6/13/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Tier 12.00%
Tier 2
Source

Eversource Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EVERSOURCE WEALTH ADVISORS, LLCCurrent
11/13/2024Little Rock, AR
BRS FINANCIAL LLC
8/16/201111/25/2024Little Rock, AR
STRONGTOWER FINANCIAL, INC.
6/23/20106/1/2011Little Rock, AR
ROYAL ADVISORS, LLC
3/24/20104/26/2010Grandville, MI

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Allen Sims has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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