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David Bruce Watts

Investment Adviser Representative at WATTS GWILLIAM & COMPANY, LLC

Gilbert, AZCRD #3095023Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arizona
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/5/1998
Series 31
Futures Managed Funds Examination
Passed 2/25/1999
Series 7
General Securities Representative Examination
Passed 8/3/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Watts Gwilliam & Company, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WATTS GWILLIAM & COMPANY, LLCCurrent
6/17/2004Gilbert, AZ
MERRILL LYNCH PIERCE FENNER & SMITH INC.
11/19/19986/2/2004Phoenix, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View WATTS GWILLIAM & COMPANY, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Bruce Watts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Bruce Watts - Financial Advisor in Gilbert, AZ | AdvisorFinder