Watts Gwilliam & Company, LLC
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About the firm
Watts Gwilliam is a wealth management firm that provides personalized investment management and financial planning with a focus on innovative strategies, concentrated stock positions, and fiduciary advice. The firm offers access to sophisticated, non-retail products and alternative investments, and positions itself as independent from Wall Street brokerage interests.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Personalized investment management, financial planning, Optic Strategies, concentrated stock position management, Option Overlay Fund, and access to alternative investments and sophisticated income generation techniques including covered call options.
Who they serve
Investors with concentrated stock positions and professional athletes.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 45 | $8.1M |
| High Net Worth Individuals | 458 | $973M |
| Pension/Profit Sharing Plans | 4 | $20M |
| Charitable Organizations | 6 | $30M |
| State/Municipal Entities | 1 | — |
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Watts Gwilliam & Company, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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