David Carl Stokes
Investment Adviser Representative at Stokes Family Office LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Carl Stokes is an investment adviser representative with Stokes Family Office LLC in New Orleans, LA, where they have been registered since 2019. They have worked in the securities industry since 1983 and have been registered with 4 firms, including Stokes & Hubbell Capital Management, LLC and Cetera Advisor Networks LLC. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Louisiana and Texas.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Louisiana, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Purshe Kaplan Sterling InvestmentsOct 2014 – May 2019Albany, NY
- Stokes & Hubbell Capital Management, LLCOct 2014 – Jul 2019New Orleans, LA
- Stokes Family Office LLCFeb 2019 – no end date reportedNew Orleans, LA
- Stokes Asset Management, LLCMay 2022 – Nov 2025New Orleans, LA
- Stokes Opportunity FUND I GP, LLCMay 2022 – Nov 2025New Orleans, LA
- Whitefish Laplaya, LLCMay 2022 – no end date reportedNew Orleans, CA
- DAVE GREG DOUG, L.L.C.Feb 2021 – no end date reportedNew Orleans, LA
- David C. Stokes, L.L.C.Feb 2019 – Dec 2022New Orleans, LA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stokes Family Office LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Firm account minimum
- $1,000,000 (waivable)
- From $0 to $500,0001.25%
- From $500,001 to $1,000,0001.10%
- From $1,000,001 to $2,500,0000.90%
- From $2,500,001 to $5,000,0000.75%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, portfolio construction, tax and estate planning, partner coordination (collaborating with clients' CPA and attorney), and retirement plans.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12
- Offices listed on AdvisorFinder:
- 2
- Main office:
- New Orleans, LA
- SEC file number:
- 801-115261
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 30, 2026
View full firm profileOther advisors at Stokes Family Office LLC
11 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Carl Stokes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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