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David Cleary

Investment Adviser Representative at FORTIS CAPITAL ADVISORS, LLC

Briarcliff Manor, NYCRD #2480484Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/10/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 6/13/1994
Series 24
General Securities Principal Examination
Passed 10/23/2003
Series 53
Municipal Securities Principal Examination
Passed 2/5/1998
SIE
Securities Industry Essentials Examination
Passed 11/1/2017
Series 7
General Securities Representative Examination
Passed 6/3/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

FORTIS CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LAZARD FRERES & CO. LLC
8/5/20034/1/2004NEW YORK, NY
LAZARD FRERES & CO. LLC
6/6/19941/21/2003NEW YORK, NY
LAZARD ASSET MANAGEMENT SECURITIES LLC
4/1/200411/1/2017NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Cleary has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Cleary - Financial Advisor in Briarcliff Manor, NY | AdvisorFinder