David Contreras
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Contreras is an investment adviser representative with Charles Schwab & Co., Inc. in Albuquerque, NM, where they have been registered since 2024. They have worked in the securities industry since 2023. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in New Mexico.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Mexico
- Broker:
5 states and territories
Arizona, Colorado, New Mexico, Oklahoma, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UBS Financial Services Inc.Jul 2022 – Nov 2022Weehawken, NJ
- N/aJan 2022 – Jul 2022Rio Rancho, NM
- JP Morgan ChaseOct 2021 – Jan 2022Albuquerque, NM
- Reliable ChevroletFeb 2020 – Mar 2020Albuquerque, NM
- Rio Grande Pizza Inc. (Domino's Pizza)Aug 2017 – Aug 2018Rio Rancho, NM
- Rio Rancho Public SchoolsAug 2016 – May 2017Rio Rancho, NM
- N/aNov 2012 – May 2017Rio Rancho, NM
- N/aMay 2017 – Aug 2017Rio Rancho, NM
- United Ground ExpressAug 2018 – Sep 2021Albuquerque, NM
- Charles Schwab & Co., Inc.Nov 2022 – Aug 2023Albuquerque, NM
- Charles Schwab Bank, SSBNov 2022 – Aug 2023Albuquerque, NM
- Charles Schwab & Co., Inc.Oct 2024 – no end date reportedAlbuquerque, NM
- Charles Schwab Bank, SSBOct 2024 – no end date reportedAlbuquerque, NM
- United Ground ExpressJan 2024 – no end date reportedAlbuquerque, NM
- N/aAug 2023 – Oct 2024Albuquerque, NM
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Albuquerque, NM
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Contreras has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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