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David Dixon Lewis

Investment Adviser Representative at First Washington Corporation

Seattle, WACRD #1004661Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Dixon Lewis is an investment adviser representative with First Washington Corporation in Seattle, WA, where they have been registered since 2005. They have worked in the securities industry since 1983 and have been registered with 6 firms, including Lewis Investments, LLC and Foster & Baker, Inc. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Washington.

Office

2001 6th Ave, Ste 3400
Seattle, WA 98121

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 1/8/1986
Series 55
Limited Representative-Equity Trader Exam
Passed 9/26/2000
Series 7
General Securities Representative Examination
Passed 11/19/1977
Series 12
NYSE Branch Manager Examination
Passed 7/10/1997
Series 24
General Securities Principal Examination
Passed 7/18/1989
Series 4
Registered Options Principal Examination
Passed 1/9/1978

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

First Washington CorporationCurrent
1/19/2005 – Seattle, WA
First Washington Corporation
5/27/2003 – 11/29/2013Seattle, WA
Lewis Investments, LLC
6/23/2000 – 10/6/2003Seattle, WA
Foster & Baker, Inc.
11/16/1999 – 6/23/2000Seattle, WA
Ragen Mackenzie Incorporated
11/17/1988 – 5/26/1998San Francisco, CA
Shearson Lehman Hutton Inc.
11/23/1985 – 12/5/1988New York, NY
Foster & Marshall Inc.
8/7/1981 – 11/21/1985

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. First Washington Corporation
    May 2003 – no end date reportedSeattle, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About First Washington Corporation

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$250,000
Estimated blended rate
0.01
Firm's annual rate schedule by assets
  • Up to $10,000,0001.00%
  • Over $10,000,000—

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3
Offices listed on AdvisorFinder:
1
Main office:
Seattle, WA
SEC file number:
801-66192

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of December 18, 2025

View full firm profile

Other advisors at First Washington Corporation

2 other advisors in the directory

View First Washington Corporation firm profile

Similar advisors in Seattle, WA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Dixon Lewis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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