AdFi
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David E Hammond

Investment Adviser Representative at NAVY FEDERAL INVESTMENT SERVICES, LLC

TEMECULA, CACRD #5719079Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
3 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
ArizonaCaliforniaNevada
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/3/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/12/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.07%
Next $250,0001.00%
Next $500,0000.91%
Next $1M0.82%
Over $2M0.68%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NAVY FEDERAL INVESTMENT Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NAVY FEDERAL INVESTMENT SERVICES, LLCCurrent
11/8/2017TEMECULA, CA
CHASE INVESTMENT SERVICES CORP.
6/17/20113/5/2012MURRIETA, CA
CUSO FINANCIAL SERVICES, L.P.
4/6/201510/31/2017POWAY, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/13/20124/16/2015ENCINITAS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/16/20096/7/2011TEMECULA, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David E Hammond has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David E Hammond - Financial Advisor in TEMECULA, CA | AdvisorFinder