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David Everett Lam

Investment Adviser Representative at FOCUS INVESTMENT ADVISORS, INC

Solana Beach, CACRD #5052501Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
8 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Everett Lam has worked in the securities industry since 2005. They are registered to provide investment advisory services in California, Colorado, Florida, Idaho, Nevada, New York, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaColoradoFloridaIdahoNevadaNew YorkTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/30/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 12/30/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/27/2005
Series 24
General Securities Principal Examination
Passed 12/19/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $250,0001.50%
$250,001 - $500,0001.45%
$500,001 - $1,000,0001.35%
$1,000,001 - $2,000,0001.25%
$2,000,001 - $5,000,0001.00%
Above $5,000,0010.75%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Focus Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOCUS INVESTMENT ADVISORS, INCCurrent
11/27/2018Solana Beach, CA
LPL FINANCIAL LLC
10/24/20113/25/2019Encinitas, CA
EDWARD JONES
1/18/200710/26/2011Encinitas, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FOCUS INVESTMENT ADVISORS, INC

4 other advisors in the directory

View FOCUS INVESTMENT ADVISORS, INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Everett Lam has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Everett Lam - Financial Advisor in Solana Beach, CA | AdvisorFinder