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David Hal Bock

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Toms River, NJCRD #1888401Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
3 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaNew JerseyNew York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/15/2009
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 4/7/2000
Series 7
General Securities Representative Examination
Passed 9/21/1993
Series 24
General Securities Principal Examination
Passed 7/30/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
5/11/2016Toms River, NJ
NORTHEAST SECURITIES, INC.
11/10/200911/28/2012Eatontown, NJ
BENJAMIN & JEROLD BROKERAGE, INC.
3/16/200911/12/2009Eatontown, NJ
WESTROCK ADVISORS, INC.
5/16/20073/19/2009Tinton Falls, NJ
LEEB BROKERAGE SERVICES, INC.
1/31/20075/16/2007Tinton Falls, NJ
FIRST MONTAUK SECURITIES CORP.
5/11/199511/20/2006Red Bank, NJ
GRUNTAL & CO. INCORPORATED
9/22/19935/8/1995New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Hal Bock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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