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David Jin Kyu Chong

Investment Adviser Representative at Strategy Asset Managers L.L.C.

Pasadena, CACRD #2679656Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Jin Kyu Chong is an investment adviser representative with Strategy Asset Managers L.L.C. in Pasadena, CA, where they have been registered since 2021. They have worked in the securities industry since 1996 and have been registered with 5 firms, including Holly Street Wealth Advisors and Wells Fargo Clearing Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.

Office

790 E. Colorado Blvd, Suite 200
Pasadena, CA 91101

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/5/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 1/5/1996
Series 7
General Securities Representative Examination
Passed 1/10/2024
SIE
Securities Industry Essentials Examination
Passed 8/3/2018
Series 7
General Securities Representative Examination
Passed 11/29/1995

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

THE Leaders Group, Inc.Current
1/10/2025 – Pasadena, CA
Strategy Asset Managers L.L.C.Current
12/24/2021 – Pasadena, CA
Strategy Asset Managers L.L.C.
5/24/2019 – 2/18/2021Pasadena, CA
Holly Street Wealth Advisors
8/8/2018 – 1/2/2020Pasadena, CA
Wells Fargo Clearing Services, LLC
12/8/2009 – 8/3/2018Pasadena, CA
Morgan Stanley Smith Barney LLC
6/1/2009 – 12/18/2009Los Angeles, CA
Citigroup Global Markets Inc.
7/8/1997 – 6/1/2009Los Angeles, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Wells Fargo Advisors LLC
    Dec 2009 – Nov 2016Pasadena, CA
  2. Wells Fargo Clearing Services, LLC
    Nov 2016 – Jul 2018Pasadena, CA
  3. Holly Street Wealth Advisors, LLC
    Aug 2018 – Jan 2020Pasadena, CA
  4. Aurora Capital, LLC
    Aug 2018 – Mar 2019Bridgehampton, NY
  5. Newbridge Securities Corporation
    Mar 2019 – Jan 2021Pasadena, CA
  6. Strategy Asset Managers L.L.C
    May 2019 – Feb 2021Woodcliff Lake, NJ
  7. Strategy Asset Managers L.L.C
    Feb 2021 – Dec 2021Pasadena, CA
  8. Strategy Asset Managers L.L.C
    Dec 2021 – Sep 2023Pasadena, CA
  9. Strategy Asset Managers, LLC
    Sep 2023 – no end date reportedPasadena, CA
  10. The Leaders Group Inc
    Jan 2025 – no end date reportedLittleton, CO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Strategy Asset Managers L.L.C.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
11
Offices listed on AdvisorFinder:
3
Main office:
Pasadena, CA
SEC file number:
801-60049

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 11, 2026

View full firm profile

Other advisors at Strategy Asset Managers L.L.C.

10 other advisors in the directory

View Strategy Asset Managers L.L.C. firm profile

Similar advisors in Pasadena, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Jin Kyu Chong has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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