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David Lawrence Roosth

Investment Adviser Representative at WATEROUS ENERGY FUND MANAGEMENT (US), LLC

Houston, TXCRD #5353955Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Lawrence Roosth has worked in the securities industry since 2018.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/21/2009
Series 7
General Securities Representative Examination
Passed 11/11/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Performance-based
Account minimum: $10,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Waterous Energy FUND Management (US), LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WATEROUS ENERGY FUND MANAGEMENT (US), LLCCurrent
4/2/2018 – Houston, TX

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WATEROUS ENERGY FUND MANAGEMENT (US), LLC

1 other advisor in the directory

Michael Edward Buckingham
Investment Adviser Representative
Dual-registered
View WATEROUS ENERGY FUND MANAGEMENT (US), LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Lawrence Roosth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.