David Lawrence Zoll
Investment Adviser Representative at Hightower Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Lawrence Zoll is an investment adviser representative with Hightower Advisors, LLC in New York City, NY, where they have been registered since 2019. They have worked in the securities industry since 1985 and have been registered with 4 firms, including Fieldpoint Private Securities LLC and Barclays Capital Inc. They have passed 10 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.
Office
Advisors at this office: 47
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
12 states and territories
California, Connecticut, Delaware, Florida, Massachusetts, Minnesota, Nevada, New Jersey, New York, North Carolina, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fieldpoint Private Securities, LLCJun 2012 – Apr 2019Westport, CT
- Hightower Securities, LLCApr 2019 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Hightower Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial advising and investment management, including personalized investment planning, balance sheet and income statement management, business planning, tax, estate planning, risk management, legacy planning, and trust services.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,050
- Offices listed on AdvisorFinder:
- 132
- Main office:
- Chicago, IL
- SEC file number:
- 801-69625
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Hightower Advisors, LLC
Showing 12 of 1,050 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Lawrence Zoll has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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