David Lee Dorsey
Investment Adviser Representative at Triton Wealth Management, PLLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Lee Dorsey is an investment adviser representative with Triton Wealth Management, PLLC in Sun City, AZ, where they have been registered since 2018. They have worked in the securities industry since 2002 and have been registered with 3 firms, including Kingsview Asset Management, LLC and Raymond James Financial Services Advisors, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Dorsey Financial Services, LLCDec 2013 – no end date reportedSun City, AZ
- Kingsview Asset ManagementOct 2016 – Dec 2018Sun City, AZ
- Purshe Kaplan SterlingOct 2016 – Aug 2019Albany, NY
- Triton Wealth Management, PLLCNov 2018 – no end date reportedSun City, AZ
- Leigh Baldwin & Co., LLCAug 2019 – Dec 2023Cazenovia, NY
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Triton Wealth Management, PLLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement planning, investment management, estate planning, and tax planning. The firm designs customized investment solutions based on academic research and modeling, and collaborates with certified CPAs for tax planning.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Sun City, AZ
- SEC file number:
- 801-114305
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 9, 2026
View full firm profileOther advisors at Triton Wealth Management, PLLC
8 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Lee Dorsey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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