David M Marks
Investment Adviser Representative at Valley Financial Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David M. Marks is an investment adviser representative in Morristown, NJ, currently registered with Valley Financial Management, Inc. and Valley Wealth Managers, Inc. They have worked in the securities industry since 2009 and have been registered with 4 firms, including Osaic Institutions, Inc. and Citigroup Global Markets Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
7 states and territories
California, Connecticut, Florida, Illinois, New Jersey, New York, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CitigroupJul 2016 – Apr 2019New York, NY
- Infinex Investments, Inc.Apr 2019 – Aug 2024Meriden, CT
- Popular Community BankApr 2019 – Aug 2024New York, NY
- Valley National BankSep 2024 – no end date reportedMorristown, NJ
- Valley Financial Management, Inc.Sep 2024 – no end date reportedMorristown, NJ
- Valley Wealth Managers, Inc.Sep 2024 – no end date reportedMorristown, NJ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Valley Financial Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 26
- Offices listed on AdvisorFinder:
- 9
- Main office:
- New York, NY
- SEC file number:
- 801-113685
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 5, 2026
View full firm profileOther advisors at Valley Financial Management, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David M Marks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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