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David Mark Sharpe

Investment Adviser Representative at SAVVY

Fontana, WICRD #4916019Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Wisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/21/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/18/2012
Series 7
General Securities Representative Examination
Passed 7/10/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Savvy Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAVVYCurrent
4/10/2025Fontana, WI
GOLDSTEIN ADVISORS, LLC
10/6/20224/1/2025Madison, WI
ARBOR POINT ADVISORS
10/10/201912/1/2022Middleton, WI
AMERIPRISE FINANCIAL SERVICES, INC.
9/9/201110/18/2019Lake Geneva, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/28/20079/12/2011Burlington, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Mark Sharpe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Mark Sharpe - Financial Advisor in Fontana, WI | AdvisorFinder