AdFi
DM

David Michael Jones

Investment Adviser Representative at D & G ADVISORY GROUP, L.L.C.

Menominee, MICRD #1023665Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
7 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Michael Jones has worked in the securities industry since 1987. They have passed the Series 65, 63, 26, 7, and 6 examinations. They are registered to provide investment advisory services in Arizona, Florida, Idaho, Michigan, Minnesota, South Carolina, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaFloridaIdahoMichiganMinnesotaSouth CarolinaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/29/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/22/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/28/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/27/1987
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/12/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

D & G Advisory Group, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

D & G ADVISORY GROUP, L.L.C.Current
4/19/2011Menominee, MI
FSC SECURITIES CORPORATION
7/16/20079/28/2011Menominee, MI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at D & G ADVISORY GROUP, L.L.C.

1 other advisor in the directory

View D & G ADVISORY GROUP, L.L.C. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Michael Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched