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David Michael Sieben

Investment Adviser Representative at SIEBEN WEALTH PLANNING LLC

Edina, MNCRD #5730105Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MinnesotaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/30/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/5/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $999,9991.00%
$1,000,000 to $2,999,9990.85%
$3,000,000 to $4,999,9990.75%
Over $5,000,0000.65%
Source

Sieben Wealth Planning LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SIEBEN WEALTH PLANNING LLCCurrent
9/29/2021 – Edina, MN
RBC CAPITAL MARKETS, LLC
1/6/2010 – 10/8/2021Minneapolis, MN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SIEBEN WEALTH PLANNING LLC

1 other advisor in the directory

Corissa Ann Moos
Investment Adviser Representative
Dual-registered
View SIEBEN WEALTH PLANNING LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Michael Sieben has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.