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David Neil Newsom

Investment Adviser Representative at Sowell Management

Sherwood, ARCRD #7721192Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Neil Newsom is an investment adviser representative with Sowell Management in Sherwood, AR, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with Northwestern Mutual Investment Services,llc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arkansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/17/2025
Series 7
General Securities Representative Examination
Passed 4/28/2025
SIE
Securities Industry Essentials Examination
Passed 11/22/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Sowell ManagementCurrent
8/27/2025 – Sherwood, AR
Northwestern Mutual Investment Services,llc
7/18/2025 – 7/23/2025Conway, AR

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Kyle Fitzgerald
    Oct 2024 – Jul 2025Conway, AR
  2. Northwestern Mutual Life Insurance Company
    Mar 2023 – Oct 2024Milwaukee, WI
  3. Northwestern Mutual Investment Services LLC
    Feb 2025 – Jul 2025Conway, AR
  4. Unemployed
    Feb 2015 – Mar 2023Sherwood, AR
  5. Sowell Management
    Jul 2025 – no end date reportedNorth Little Rock, AR

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Sowell Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
106
Offices listed on AdvisorFinder:
26
Main office:
North Little Rock, AR
SEC file number:
801-63991

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 22, 2026

View full firm profile

Other advisors at Sowell Management

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Neil Newsom has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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David Neil Newsom (Sowell Management) - Fees & Credentials