David Peter Reiss
Investment Adviser Representative at R. F. Lafferty & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Peter Reiss is an investment adviser representative with R. F. Lafferty & Co., Inc. in Westport, CT, where they have been registered since 2025. They have worked in the securities industry since 2016 and have been registered with 3 firms, including International Assets Investment Management, LLC and Morgan Stanley. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California, Connecticut, and Massachusetts.
Registrations & licenses
- Investment adviser:
- California, Connecticut, Massachusetts
- Broker:
7 states and territories
California, Connecticut, Florida, Maine, Massachusetts, New York, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan StanleyDec 2015 – Jan 2019Fairfield, CT
- Morgan Stanley Private Bank, National AssociationMay 2016 – Jan 2019New York, NY
- International Assets Advisory, LLCJan 2019 – Jan 2025Fairfield, CT
- International Assets Investment Management, LLCJan 2019 – Jan 2025Fairfield, CT
- R. F. Lafferty & Co., Inc.Jan 2025 – no end date reportedEaston, CT
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About R. F. Lafferty & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth Management, Investment Banking, Capital Markets, Institutional Sales, Market Making, Research
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 16
- Offices listed on AdvisorFinder:
- 3
- Main office:
- New York, NY
- SEC file number:
- 801-107428
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 23, 2026
View full firm profileOther advisors at R. F. Lafferty & Co., Inc.
Showing 12 of 16 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Peter Reiss has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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