David Samuel Comstock
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Samuel Comstock is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Minnetonka, MN, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
1 state or territory
Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Clearing Services, LLCSep 2019 – Feb 2023Austin, MN
- Wells Fargo BANK, NASep 2019 – Feb 2023Austin, MN
- Ace Cash ExpressDec 2017 – Sep 2019Columbia Heights, MN
- WalgreensSep 2017 – Dec 2017Richfield, MN
- Elk River High SchoolSep 2016 – May 2017Elk River, MN
- Famous FootwearMay 2017 – Sep 2017Elk River, MN
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2023 – Apr 2025Minneapolis, MN
- University of MinnesotaAug 2022 – Dec 2022Crookston, MN
- Bank of America, N.A.Mar 2023 – Apr 2025Minneapolis, MN
- Raymond James Financial Services, Inc.Apr 2025 – no end date reportedMinnetonka, MN
- Raymond James Financial Services Advisors, Inc.Apr 2025 – no end date reportedMinnetonka, MN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Samuel Comstock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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