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David Thomas Calzolano

Investment Adviser Representative at Knights OF Columbus Asset Advisors LLC

New Haven, CTCRD #4008322Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Thomas Calzolano is an investment adviser representative with Knights of Columbus Asset Advisors LLC in New Haven, CT, where they have been registered since 2021. They have worked in the securities industry since 2002 and have been registered with 5 firms, including Foreside FUND Services, LLC and Nomura Securities International, Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.

Office

One Columbus Plaza
New Haven, CT 06510

Advisors at this office: 14

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut
Broker:
52 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/3/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 9/28/2000
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 79
Investment Banking Registered Representative Examination
Passed 9/10/2014
Series 7
General Securities Representative Examination
Passed 9/25/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Knights OF Columbus Asset Advisors LLCCurrent
5/6/2021 – New Haven, CT
Foreside FUND Services, LLC
7/19/2017 – 12/31/2020New Haven, CT
Nomura Securities International, Inc.
6/7/2010 – 7/20/2016New York, NY
RBC Capital Markets Corporation
3/23/2009 – 4/16/2010New York, NY
Deutsche BANK Securities Inc.
9/26/2000 – 12/31/2008New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Knights of Columbus Asset Advisors LLC
    Jun 2017 – no end date reportedNew Haven, CT
  2. Foreside Fund Services, LLC
    Jul 2017 – Dec 2020New Haven, CT
  3. Unemployed
    Jul 2016 – Jun 2017Harrison, NY
  4. Vigilant Distributors, LLC
    Jan 2021 – no end date reportedChadds Ford, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Knights OF Columbus Asset Advisors LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Mutual funds, separate accounts, model portfolios, target date portfolios, and donor advised funds, all aligned with USCCB investment guidelines.

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Faith-based InvestingCatholic InvestingUSCCB GuidelinesMutual FundsSeparate AccountsModel PortfoliosTarget Date PortfoliosDonor Advised Funds

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance Companies

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
230
Offices listed on AdvisorFinder:
2
Main office:
New Haven, CT
SEC file number:
801-80844

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Thomas Calzolano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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David Thomas Calzolano (Knights OF Columbus Asset Advisors)