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David Thomas Calzolano

Investment Adviser Representative at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

New Haven, CTCRD #4008322Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
52 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/3/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 9/28/2000
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 79
Investment Banking Registered Representative Examination
Passed 9/10/2014
Series 7
General Securities Representative Examination
Passed 9/25/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Knights OF Columbus Asset Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KNIGHTS OF COLUMBUS ASSET ADVISORS LLCCurrent
5/6/2021New Haven, CT
FORESIDE FUND SERVICES, LLC
7/19/201712/31/2020New Haven, CT
NOMURA SECURITIES INTERNATIONAL, INC.
6/7/20107/20/2016New York, NY
RBC CAPITAL MARKETS CORPORATION
3/23/20094/16/2010New York, NY
DEUTSCHE BANK SECURITIES INC.
9/26/200012/31/2008New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Thomas Calzolano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Thomas Calzolano - Financial Advisor in New Haven, CT | AdvisorFinder