David Wayne Caccamo
Investment Adviser Representative at Sequent Planning, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Wayne Caccamo is an investment adviser representative with Sequent Planning, LLC in Bethlehem, PA, where they have been registered since 2019. They have worked in the securities industry since 1990 and were previously registered with Mutual of Omaha Investor Services, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Pennsylvania.
Registrations & licenses
- Investment adviser:
- Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mutual/united OF OmahaFeb 1988 – Feb 2018Camillus, NY
- Mutual OF Omaha Investor Services, Inc.Feb 1988 – Feb 2018Allentown, PA
- UnemployedFeb 2018 – Aug 2018Bethlehem, PA
- Futurity First Insurance GroupAug 2018 – no end date reportedBethlehem, PA
- Priority Payments TECH PartnersOct 2018 – no end date reportedBethlehem, PA
- Sequent Planning, LLCJan 2019 – no end date reportedBethlehem, PA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sequent Planning, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 95
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Omaha, NE
- SEC file number:
- 801-113971
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 14, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Wayne Caccamo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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