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David Wayne Mattern

Investment Adviser Representative at MATTERN WEALTH MANAGEMENT LLC

Lawrence, KSCRD #3160075Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Kansas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/1/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 12/30/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/30/2009
Series 7
General Securities Representative Examination
Passed 12/28/1998
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/27/2016
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/23/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Mattern Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MATTERN WEALTH MANAGEMENT LLCCurrent
10/14/2019Lawrence, KS
WELLS FARGO CLEARING SERVICES, LLC
1/1/200810/15/2019Lawrence, KS
A. G. EDWARDS & SONS, INC.
12/2/20031/1/2008Lawrence, KS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MATTERN WEALTH MANAGEMENT LLC

3 other advisors in the directory

View MATTERN WEALTH MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Wayne Mattern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Wayne Mattern - Financial Advisor in Lawrence, KS | AdvisorFinder