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MATTERN WEALTH MANAGEMENT LLC

SEC Registered

Planning With You, Not for You

LAWRENCE, KShttps://matternwealth.com785-842-7680
Assets Under Management
$500M–$1B
Employees
5
Office Locations
1 office
Total Accounts
1412

About the firm

Mattern Wealth Management is an SEC Registered Investment Advisor providing tailored investment management, family wealth consulting and client-focused services. The firm was founded to provide hardworking individuals with both forward-thinking wealth management and attentive, personal service. Operating on a fee-only, fiduciary basis, the firm aims to combine wealth enhancement, protection and transfer to provide a personalized experience for clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingState/Municipal

Areas of expertise

Financial PlanningInvestment ManagementEstate PlanningTax MinimizationTax-efficient InvestingPhilanthropyFiduciary ManagementFee-onlyWealth ManagementFamily Wealth ConsultingRisk Management+1 more

Services

Comprehensive financial planning, investment management, estate planning, tax minimization and tax-efficient investing, and philanthropy. Services include portfolio management, asset allocation, sustainable income, cash management, wills and trusts, power of attorney, beneficiary planning, Roth conversions, income coordination, capital gain/loss planning, and donor-advised funds.

Who they serve

Pre-retirees and retirees seeking long-term guidance and planning, small business owners facing unique challenges for themselves and their loved ones, and high-net-worth individuals and families navigating complex questions and concerns.

Client segmentClientsAssets managed
Individuals (Non-HNW)478$138M
High Net Worth Individuals127$417M

0 total clients reported on Form ADV.

Leadership

David Wayne Mattern
PRINCIPAL AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
KS
LAWRENCEHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#304520
SEC Number
801-116993
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MATTERN WEALTH MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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