David Wayne Moore II
Investment Adviser Representative at Equitable Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Wayne Moore II is an investment adviser representative with Equitable Advisors, LLC in Roanoke, VA, where they have been registered since 2026. They have worked in the securities industry since 2014 and have been registered with 4 firms, including Morgan Stanley and Suntrust Advisory Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Virginia.
Office
Advisors at this office: 21
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas, Virginia
- Broker:
15 states and territories
California, Florida, Georgia, Illinois, Maryland, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Suntrust Investment Services, IncMay 2015 – Jun 2019Atlanta, GA
- MooreAug 2014 – Jun 2019Columbia, SC
- Suntrust Advisory ServicesSep 2016 – Jun 2019Atlanta, GA
- Morgan Stanley Smith Barney LLCJun 2019 – Mar 2026Roanoke, VA
- Morgan Stanley Private BANK, N.A.Jun 2019 – Mar 2026New York, NY
- Equitable Advisors, LLCMar 2026 – no end date reportedNew York, NY
- Morgan Stanley Private Bank, N.AJun 2019 – no end date reportedNew York, NY
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Equitable Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, workplace solutions and strategies, retirement, protection, and advice services
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4,590
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- Founded:
- 1859
- SEC file number:
- 801-14065
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Equitable Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Wayne Moore II has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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