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David William Peck

Investment Adviser Representative at SUMMIT GLOBAL INVESTMENTS, LLC

Highlands Ranch, COCRD #6289230Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
3 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
ColoradoTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/25/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 2/16/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/25/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $500,0002.00%
$500,000 to $999,9991.70%
$1,000,000 and above1.50%
Source

Summit Global Investments, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUMMIT GLOBAL INVESTMENTS, LLCCurrent
9/11/2024Highlands Ranch, CO
TRANSAMERICA FINANCIAL ADVISORS, INC.
1/25/20195/29/2024Centennial, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David William Peck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David William Peck - Financial Advisor in Highlands Ranch, CO | AdvisorFinder