AdFi
DW

David William Simons

Investment Adviser Representative at &PARTNERS

Chesterfield, MOCRD #2505461Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
22 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaColoradoFloridaGeorgiaIllinoisIndianaIowaKansasMaineMassachusettsMichiganMissouriMontanaNevadaNew JerseyNew YorkOhioSouth CarolinaTennesseeTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/3/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 7/27/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/18/1994
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/23/2002
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/30/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

&Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

&PARTNERSCurrent
8/22/2024Chesterfield, MO
&PARTNERSCurrent
8/22/2024Chesterfield, MO
UBS FINANCIAL SERVICES INC.
12/13/20139/3/2024Ft Worth, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
7/9/200412/16/2013Chesterfield, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED
2/26/19998/5/2004Chesterfield, MO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at &PARTNERS

Showing 12 of 495 in the directory

View &PARTNERS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David William Simons has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David William Simons - Financial Advisor in Chesterfield, MO | AdvisorFinder