David Zale

Investment Adviser Representative at EAGLE BAY FAMILY OFFICE

Weston, CTCRD #3168976Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

21 yrs

States Registered

3 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 3 states

ConnecticutNew YorkTexas

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 12/20/2001

Series 63

Uniform Securities Agent State Law Examination

Passed 6/23/1999

Series 7

General Securities Representative Examination

Passed 3/4/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

EAGLE BAY FAMILY OFFICE Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRAUTMAN WASSERMAN & COMPANY, INC.

8/19/2003 – 4/19/2006NEW YORK, NY

BARINGTON CAPITAL GROUP, L.P.

3/5/1999 – 3/12/1999NEW YORK, NY

BROKERSXPRESS LLC

3/3/2009 – 8/7/2012NEW YORK, NY

SANDS BROTHERS & CO., LTD.

3/23/1999 – 11/6/2003NEW YORK, NY

USF SECURITIES, L.P.

3/15/2006 – 3/24/2009NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Zale has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.