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Davin J Carey

Investment Adviser Representative at AVANTAX PLANNING PARTNERS, INC.

Westlake Village, CACRD #5413012Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
22 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Davin J. Carey has worked in the securities industry since 2007. They are registered to provide investment advisory services in 22 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaCaliforniaColoradoConnecticutFloridaGeorgiaIdahoIllinoisMarylandMichiganNevadaNew HampshireNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTexasUtahWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/21/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 11/28/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/19/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/15/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $1,000,0001.25%
$1,000,001 to $2,000,0001.00%
$2,000,001 to $5,000,0000.75%
Over $5,000,0000.60%
Source

Avantax Planning Partners, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA WEALTH SERVICES, LLCCurrent
9/5/2025Westlake Village, CA
CETERA INVESTMENT ADVISERS LLCCurrent
9/5/2025Oxnard, CA
AVANTAX PLANNING PARTNERS, INC.Current
4/2/2021Oxnard, CA
AVANTAX ADVISORY SERVICES
8/22/20089/5/2025Oxnard, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Davin J Carey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Davin J Carey - Financial Advisor in Westlake Village, CA | AdvisorFinder