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Dawn Elizabeth Hansen

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Chesterfield, MOCRD #5209108Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dawn Elizabeth Hansen is an investment adviser representative with Northwestern Mutual Investment Services,llc in Chesterfield, MO, where they have been registered since 2015. They have worked in the securities industry since 2007 and have been registered with 5 firms, including VSR Advisory Services and Commerce Brokerage Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Missouri.

Office

424 S Woods Mill Rd, Ste 300
Chesterfield, MO 63017-3428

Advisors at this office: 15

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Missouri
Broker:
2 states and territories

Arkansas, Missouri

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/31/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/27/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
1/7/2015 – Chesterfield, MO
VSR Advisory Services
2/7/2013 – 11/3/2014Saint Charles, MO
Commerce Brokerage Services, Inc
6/4/2008 – 2/1/2013St. Louis, MO
Waddell & REED, Inc.
10/12/2007 – 5/28/2008Oakbrook, IL
Morgan Keegan & Company, Inc.
8/1/2007 – 10/10/2007Indianapolis, IN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Brian A LaValle
    May 2026 – no end date reportedChesterfield, MO
  2. JIM ZARA
    Nov 2014 – no end date reportedChesterfield, MO
  3. Northwestern Mutual Investment Services, LLC
    Dec 2014 – no end date reportedChesterfield, MO
  4. Northwestern Mutual Wealth Management Company
    Sep 2023 – no end date reportedMilwaukee, WI
  5. Christian Henley
    Aug 2026 – no end date reportedChesterfield, MO
  6. Matthew Collier
    Aug 2026 – no end date reportedChesterfield, MO
  7. David Beaman
    Aug 2026 – no end date reportedChesterfield, MO
  8. Kevin Dooley
    Aug 2026 – no end date reportedChesterfield, MO
  9. Kevin Seamus Dooley
    Aug 2026 – no end date reportedChesterfield, MO
  10. David E Beaman
    Aug 2026 – no end date reportedChesterfield, MO
  11. Matthew Ryan Collier
    Aug 2026 – no end date reportedChesterfield, MO
  12. Myron C Henley
    Aug 2026 – no end date reportedChesterfield, MO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Chesterfield, MO

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dawn Elizabeth Hansen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dawn Elizabeth Hansen - Fees, Credentials & Background