Dawn M. Jones
Investment Adviser Representative at Broadview Wealth Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dawn M. Jones is an investment adviser representative with Broadview Wealth Partners in Boulder, CO, where they have been registered since 2025. They have worked in the securities industry since 2004 and have been registered with 4 firms, including Raymond James Financial Services Advisors, Inc and Geneos Wealth Management, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Colorado.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial ServicesJul 2009 – Oct 2025Boulder, CO
- Raymond James Financial Services Advisors, Inc.Jul 2009 – Oct 2025Boulder, CO
- Integrated Capital ManagementJul 2009 – no end date reportedBoulder, CO
- Broadview Wealth Partners, LLCOct 2025 – no end date reportedBoulder, CO
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Broadview Wealth Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Holistic Financial Planning, Retirement Income Strategies, Investment Management, Tax-Efficient Planning, Cash Flow & Budgeting, Divorce & Transition Planning, Risk Management, Insurance Review, Identity & Credit Protection Strategies, and Legacy & Estate Planning Integration.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Boulder, CO
- SEC file number:
- 801-134094
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Broadview Wealth Partners
3 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dawn M. Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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