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Daylen Robert Dye

Investment Adviser Representative at Regal Investment Advisors LLC

Kentwood, MICRD #5390612Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daylen Robert Dye is an investment adviser representative with Regal Investment Advisors LLC in Kentwood, MI, where they have been registered since 2023. They have worked in the securities industry since 2007 and have been registered with 5 firms, including Fidelity Personal and Workplace Advisors and Strategic Advisers LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in Michigan.

Office

2687 44th Street Se
Kentwood, MI 49512

Advisors at this office: 18

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Michigan

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/12/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/17/2009
Series 7
General Securities Representative Examination
Passed 8/27/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Regal Investment Advisors LLCCurrent
6/9/2023 – Kentwood, MI
Fidelity Personal AND Workplace Advisors
7/13/2018 – 6/8/2023Boston, MA
Strategic Advisers LLC
5/2/2012 – 7/13/2018Grand Rapids, MI
Merrill Lynch, Pierce, Fenner & Smith Incorporated
10/20/2010 – 4/9/2012Traverse City, MI
Fifth Third Securities, Inc.
11/16/2009 – 10/29/2010Traverse City, MI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fidelity Investments
    Apr 2012 – May 2023Grand Rapids, MI
  2. Fidelity Personal AND Workplace Advisors
    Jul 2018 – May 2023Boston, MA
  3. Regal Investment Advisors, LLC
    Jun 2023 – no end date reportedKentwood, MI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Regal Investment Advisors LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Firm account minimum
$10,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Distribution platform services including analysis on risk, performance, and fee structures; creation of compliant marketing materials such as pitch books and financial presentations; investment performance statistics analysis; advisor relations management; and sub-advisory relationships through an independent national network.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Distribution PlatformPortfolio ManagementAdvisor DevelopmentPractice ManagementFiduciarySub-advisoryRIA SupportInvestment Performance AnalysisMarketing Materials

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
122
Offices listed on AdvisorFinder:
25
Main office:
Kentwood, MI
SEC file number:
801-71923

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 18, 2026

View full firm profile

Other advisors at Regal Investment Advisors LLC

Showing 12 of 122 in the directory

View Regal Investment Advisors LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daylen Robert Dye has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daylen Robert Dye (Regal Investment Advisors)