Dayna Marie Smith
Investment Adviser Representative at Stratos Wealth Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dayna Marie Smith is an investment adviser representative with Stratos Wealth Advisors LLC in Pepper Pike, OH, where they have been registered since 2024. They have worked in the securities industry since 2021 and have been registered with 4 firms, including Cedar Brook Group and Cadaret Grant & Co Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Ohio and Texas.
Registrations & licenses
- Investment adviser:
- Ohio, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Pruco Securities LLCJun 2020 – Nov 2021Mayfield Heights, OH
- UnemployedApr 2020 – Jun 2020Chagrin Falls, OH
- PainesvilleFeb 2020 – Apr 2020Ohio, OH
- Johnson ControlsApr 2018 – Feb 2020Brecksville, OH
- Julie Billiart SchoolsAug 2016 – Mar 2018Lyndhurst, OH
- The Prudential Insurance Company of AmericaFeb 2021 – Nov 2021Mayfield Heights, OH
- LPL Financial, LLCNov 2021 – Dec 2021Beachwood, OH
- Cadaret, Grant & Co., Inc.Jan 2022 – no end date reportedCleveland, OH
- Cedar Brook GroupJan 2022 – no end date reportedCleveland, OH
- Stratos Wealth Advisors, LLCApr 2024 – no end date reportedPepper Pike, OH
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stratos Wealth Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial services including tailored wealth management strategies, retirement planning, Social Security guidance, and estate strategies.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 69
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Beachwood, OH
- SEC file number:
- 801-108211
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Stratos Wealth Advisors LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dayna Marie Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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