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Dean Alan Becker

Investment Adviser Representative at NEWFRONT RETIREMENT SERVICES, INC.

San Mateo, CACRD #3140997Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dean Alan Becker has worked in the securities industry since 2018. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/13/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 7/13/2021
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/30/2021
SIE
Securities Industry Essentials Examination
Passed 6/18/2021
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/17/2004
Series 51
Municipal Fund Securities Principal Examination
Passed 6/2/2005
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 5/6/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newfront Retirement Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWFRONT RETIREMENT SERVICES, INC.Current
8/13/2021San Mateo, CA
ABD RETIREMENT SERVICES, INC.
6/30/20218/18/2021San Francisco, CA
FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
1/1/20051/28/2008Rancho Cordova, CA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dean Alan Becker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dean Alan Becker - Financial Advisor in San Mateo, CA | AdvisorFinder