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Dean Matthew Sylvester

Investment Adviser Representative at LPL Financial LLC

Plympton, MACRD #4490143Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dean Matthew Sylvester is an investment adviser representative with LPL Financial LLC in Plympton, MA, where they have been registered since 2025. They have worked in the securities industry since 2002 and were previously registered with Commonwealth Financial Network. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts, Texas
Broker:
10 states and territories

Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, Ohio, Oregon, Texas, Vermont

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/12/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 1/17/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/10/2002

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
2/28/2025 – Plympton, MA
Commonwealth Financial Network
3/11/2021 – 2/28/2025Marshfield, MA
Commonwealth Financial Network
4/15/2002 – 5/12/2003Marshfield, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Commonwealth Financial Network
    Aug 2001 – Jan 2022Waltham, MA
  2. Lighthouse Investment Group, Inc.
    Mar 2003 – Jan 2022Marshfield, MA
  3. Commonwealth Financial Network
    Jan 2022 – Feb 2025Waltham, MA
  4. Lighthouse Investment Group, Inc.
    Jan 2022 – Apr 2025Marshfield, MA
  5. LPL Financial LLC
    Feb 2025 – Apr 2025Marshfield, MA
  6. Lighthouse Investment South Shore
    Apr 2025 – no end date reportedPlympton, MA
  7. LPL Financial LLC
    Apr 2025 – no end date reportedPlympton, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dean Matthew Sylvester has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dean Matthew Sylvester (LPL Financial) - Fees & Credentials