AdFi
DA

Deborah Anne Hanson

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Zionsville, INCRD #4649028Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
11 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Deborah Anne Hanson has worked in the securities industry since 2003. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ColoradoFloridaGeorgiaIllinoisIndianaIowaMichiganNew MexicoOhioVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/26/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 5/16/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/22/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/30/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
1/29/2024Zionsville, IN
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
12/13/2011Zionsville, IN
CHASE INVESTMENT SERVICES CORP.
9/23/200810/12/2011Zionsville, IN
WACHOVIA SECURITIES, LLC
1/1/20089/15/2008Indianpolis, IN
A. G. EDWARDS & SONS, INC.
10/27/20051/1/2008Indianapolis, IN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Showing 12 of 232 in the directory

View BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Deborah Anne Hanson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Deborah Anne Hanson - Financial Advisor in Zionsville, IN | AdvisorFinder