AdFi
DD

Deborah Dutton Baldini

Investment Adviser Representative at ABLE Financial Group, LLC

Scottsdale, AZCRD #862603Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Deborah Dutton Baldini is an investment adviser representative with ABLE Financial Group, LLC in Scottsdale, AZ, where they have been registered since 2024. They have worked in the securities industry since 1979 and have been registered with 4 firms, including Raymond James Financial Services Advisors, Inc and Raymond James & Associates, Inc. They have passed 11 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and Texas.

Office

8737 E. Via De Commercio, Suite 100
Scottsdale, AZ 85258

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, Texas
Broker:
7 states and territories

Arizona, California, Connecticut, Florida, Georgia, Ohio, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/27/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 3/4/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 4/26/1984
Series 5
Interest Rate Options Examination
Passed 10/13/1983
Series 15
Foreign Currency Options Examination
Passed 3/7/1983
Series 7
General Securities Representative Examination
Passed 1/16/1982
Series 1
Registered Representative Examination
Passed 2/10/1979
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/15/1983

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

ABLE Financial Group, LLCCurrent
4/29/2024 – Scottsdale, AZ
Raymond James Financial Services Advisors, Inc
8/29/2013 – 4/25/2024Phoenix, AZ
Raymond James & Associates, Inc.
8/24/2010 – 8/23/2013Scottsdale, AZ
RBC Capital Markets Corporation
3/9/2002 – 3/17/2008Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Raymond James Financial Services,inc
    Aug 2013 – Apr 2024Phoenix, AZ
  2. Raymond James Financial Services Advisors Inc.
    Aug 2013 – Apr 2024Phoenix, AZ
  3. Wesleyan LLC
    Jul 2008 – Oct 2018Tempe, AZ
  4. COOK ROAD LLC
    Oct 2017 – Oct 2018Tempe, AZ
  5. Nawbo Phoenix
    Jul 2018 – no end date reportedScottsdale, AZ
  6. Baldini Investment Strategies
    Aug 2013 – no end date reportedPhoenix, AZ
  7. Private Client Services
    Apr 2024 – no end date reportedScottsdale, AZ
  8. ABLE Financial Group, LLC
    Apr 2024 – no end date reportedScottsdale, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About ABLE Financial Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$500,000 (waivable)
Firm's annual rate schedule by assets
  • First $750,0001.50%
  • Next $750,000 to $1,500,0001.25%
  • Next $1,500,001 to $5,000,0001.10%
  • Next $5,000,001 to $15,000,0001.00%

+1 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, business succession planning, education planning, investment management, retirement plan solutions for small businesses, cash flow planning, executive compensation strategies, legacy and charitable giving strategies, and special needs and family planning

Investment ManagementInsuranceCollege PlanningCharitable GivingBusiness PlanningWealth ManagementCash Flow Planning
Firm areas of expertise
Wealth ManagementFinancial PlanningInvestment ManagementRetirement Plan SolutionsBusiness Succession PlanningEducation PlanningExecutive CompensationLegacy PlanningCharitable GivingCash Flow PlanningSpecial Needs Planning+2 more

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
9
Offices listed on AdvisorFinder:
1
Main office:
Scottsdale, AZ
SEC file number:
801-127165

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 19, 2026

View full firm profile

Other advisors at ABLE Financial Group, LLC

8 other advisors in the directory

View ABLE Financial Group, LLC firm profile

Similar advisors in Scottsdale, AZ

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Deborah Dutton Baldini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched