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Deborah Dutton Baldini

Investment Adviser Representative at ABLE FINANCIAL GROUP, LLC

Scottsdale, AZCRD #862603Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
7 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Deborah Dutton Baldini has worked in the securities industry since 1979. They have passed the Series 65, 63, 15, 10, 9, 8, 7, 5, 3, and 1 examinations. They are registered to provide investment advisory services in Arizona, California, Connecticut, Florida, Georgia, Ohio, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaCaliforniaConnecticutFloridaGeorgiaOhioTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/27/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 3/4/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 4/26/1984
Series 5
Interest Rate Options Examination
Passed 10/13/1983
Series 15
Foreign Currency Options Examination
Passed 3/7/1983
Series 7
General Securities Representative Examination
Passed 1/16/1982
Series 1
Registered Representative Examination
Passed 2/10/1979
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/15/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $750,0001.50%
Next $750,000 to $1,500,0001.25%
Next $1,500,001 to $5,000,0001.10%
Next $5,000,001 to $15,000,0001.00%
$15,000,001+
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ABLE Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ABLE FINANCIAL GROUP, LLCCurrent
4/29/2024Scottsdale, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
8/29/20134/25/2024Phoenix, AZ
RAYMOND JAMES & ASSOCIATES, INC.
8/24/20108/23/2013Scottsdale, AZ
RBC CAPITAL MARKETS CORPORATION
3/9/20023/17/2008Scottsdale, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ABLE FINANCIAL GROUP, LLC

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View ABLE FINANCIAL GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Deborah Dutton Baldini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Deborah Dutton Baldini - Financial Advisor in Scottsdale, AZ | AdvisorFinder