Deepa Gibbons

Investment Adviser Representative at OSAIC WEALTH, INC.

Ronkonkoma, NYCRD #3037297Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

20 yrs

States Registered

3 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 3 states

IdahoNew JerseyNew York

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 3/28/2009

Series 63

Uniform Securities Agent State Law Examination

Passed 7/25/1998

Series 79TO

Investment Banking Registered Representative Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 12/26/2001

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 5/16/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

OSAIC Wealth, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current

9/27/2022 – Eagle, ID

WOODBURY FINANCIAL SERVICES, INC.

9/28/2022 – 1/19/2024OAKDALE, MN

FSC SECURITIES CORPORATION

9/27/2022 – 11/3/2023ATLANTA, GA

SAGEPOINT FINANCIAL, INC.

9/27/2022 – 9/1/2023SCOTTSDALE, AZ

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

8/28/2007 – 12/31/2011HOLBROOK, NY

TRADERFIELD SECURITIES INC.

7/28/2020 – 9/25/2020Massapequa, NY

MML INVESTORS SERVICES, INC.

7/1/2003 – 2/27/2004SPRINGFIELD, MA

A. G. EDWARDS & SONS, INC.

6/7/2000 – 3/1/2002ST. LOUIS, MO

PARK AVENUE SECURITIES LLC

6/23/2004 – 2/25/2005NEW YORK, NY

PARK AVENUE SECURITIES LLC

6/10/2005 – 3/3/2006MELVILLE, NY

SIGNATOR INVESTORS, INC.

5/18/1998 – 4/8/1999BOSTON, MA

IBN FINANCIAL SERVICES, INC.

3/31/2021 – 1/21/2022Massapequa, NY

GUNNALLEN FINANCIAL, INC

3/16/2006 – 7/14/2006WESTBURY, NY

TRANSAMERICA FINANCIAL ADVISORS, INC

2/7/2022 – 9/26/2022JOHNS CREEK, GA

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

2/18/2013 – 4/21/2014MELVILLE, NY

HSBC SECURITIES (USA) INC.

2/15/2016 – 8/14/2019NEW YORK, NY

PARK AVENUE SECURITIES LLC

1/30/2007 – 8/13/2007GARDEN CITY, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Deepa Gibbons has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.