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Dennis Christopher Tucker

Investment Adviser Representative at GREENWICH ADVISORS, LLC

Greenwich, CTCRD #2452025Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dennis Christopher Tucker has worked in the securities industry since 2015. They have passed the Series 63, 55, 24, 10, 9, and 7 examinations. They are registered to provide investment advisory services in Connecticut and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutNew York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/11/1995
Series 55
Limited Representative-Equity Trader Exam
Passed 10/21/1999
Series 7
General Securities Representative Examination
Passed 3/15/1994
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/23/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/30/2003
Series 24
General Securities Principal Examination
Passed 12/17/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $2,000,0000.75%
$2,000,000 to $5,000,0000.50%
$5,000,000 and above0.35%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Greenwich Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GREENWICH ADVISORS, LLCCurrent
6/6/2016Greenwich, CT
CHRYSAETOS CAPITAL ADVISORS, LLC
12/4/201312/31/2014Rye Brook, NY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GREENWICH ADVISORS, LLC

4 other advisors in the directory

View GREENWICH ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dennis Christopher Tucker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Dennis Christopher Tucker - Financial Advisor in Greenwich, CT | AdvisorFinder