AdFi
DJ

Dennis Joseph Goldstrand

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Stockton, CACRD #856646Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
48 yrs
States Registered
9 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dennis Joseph Goldstrand has worked in the securities industry since 1978. They are registered to provide investment advisory services in 9 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArizonaCaliforniaIdahoLouisianaMichiganOregonTennesseeTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/9/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
Series 22
Direct Participation Programs Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/4/2003
Series 1
Registered Representative Examination
Passed 8/24/1978
Series 24
General Securities Principal Examination
Passed 12/8/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GOLDSTRAND PLANNING GROUPCurrent
8/3/2016Stockton, CA
ON INVESTMENT MANAGEMENT COCurrent
6/20/2001Stockton, CA
ROYAL ALLIANCE ASSOCIATES, INC.
7/15/19948/27/1997Scottsdale, AZ
SOARES FINANCIAL GROUP, INC.
1/3/199210/10/1994
FAHNESTOCK & CO., INC.
3/23/199012/31/1991New York, NY
B.C. CHRISTOPHER SECURITIES CO.
1/12/19883/23/1990Kansas City, MO
EQUICO SECURITIES, INC.
10/20/19802/16/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
9/1/19782/16/1988

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ON INVESTMENT MANAGEMENT CO

Showing 12 of 210 in the directory

View ON INVESTMENT MANAGEMENT CO firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dennis Joseph Goldstrand has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dennis Joseph Goldstrand - Financial Advisor in Stockton, CA | AdvisorFinder