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Dennis Leon Wallace

Investment Adviser Representative at FORTUNE FINANCIAL ADVISORS, LLC

Overland Park, KSCRD #1971959Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dennis Leon Wallace has worked in the securities industry since 2000. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Kansas and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
KansasTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/26/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 8/22/1989
Series 7
General Securities Representative Examination
Passed 7/15/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $100,0002.00%
$100,001 to $250,0001.75%
$250,000 to $1,000,0001.50%
$1,000,001 and over1.25%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Fortune Financial Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FORTUNE FINANCIAL ADVISORS, LLCCurrent
12/2/2008Overland Park, KS
MULTI-FINANCIAL SECURITIES CORPORATION
1/1/20041/16/2008Overland Park, KS
PROSPERITY NETWORK, INC
5/28/200212/31/2004Overland Park, KS
VESTAX SECURITIES CORPORATION
3/18/19991/1/2004Olathe, KS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FORTUNE FINANCIAL ADVISORS, LLC

4 other advisors in the directory

View FORTUNE FINANCIAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dennis Leon Wallace has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Dennis Leon Wallace - Financial Advisor in Overland Park, KS | AdvisorFinder