Dennis Patrick Lynch
Investment Adviser Representative at United Planners' Financial Services OF America A Limited Partner
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dennis Patrick Lynch is an investment adviser representative with United Planners' Financial Services of America A Limited Partner in Matthews, NC, where they have been registered since 2016. They have worked in the securities industry since 1989 and have been registered with 3 firms, including Waddell & REED and UBS Financial Services Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
2 states and territories
New York, North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Dennis Lynch Independent InsuranceDec 2013 – Aug 2022Charlotte, NC
- United Planners Financial ServicesJun 2016 – no end date reportedScottsdale, AZ
- Carolina Financial PartnersJan 2018 – no end date reportedMatthews, NC
- Carolina Financial Partners, LLCJun 2016 – Nov 2018Matthews, NC
- Carolina Financial PartnersJan 2018 – no end date reportedMatthews, NC
- Carolina Financial PartnersJan 2019 – no end date reportedMatthews, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About United Planners' Financial Services OF America A Limited Partner
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Firm account minimum
- $10,000 (waivable)
- Program Fee Tier 10.19%
- Program Fee Tier 20.05%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 362
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-57198
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 18, 2026
View full firm profileOther advisors at United Planners' Financial Services OF America A Limited Partner
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dennis Patrick Lynch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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