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Dennis Robin Walker

Investment Adviser Representative at Walker Asset Management, LLC

Verona, MOCRD #1058338Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dennis Robin Walker is an investment adviser representative with Walker Asset Management, LLC in Verona, MO, where they have been registered since 2016. They have worked in the securities industry since 1982 and have been registered with 5 firms, including Signalpoint Asset Management LLC and Signalpoint Capital Management, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arkansas, Missouri, and Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arkansas, Missouri, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/13/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 11/10/1982
Series 7
General Securities Representative Examination
Passed 9/18/1982
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/19/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 4/10/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Walker Asset Management, LLCCurrent
10/24/2016 – Verona, MO
Signalpoint Asset Management LLC
8/9/2013 – 2/17/2017Springfield, MO
Signalpoint Capital Management, LLC
2/25/2014 – 9/13/2016Springfield, MO
Wells Fargo Advisors Financial Network, LLC
3/2/2007 – 8/21/2013Springfield, MO
Morgan Stanley
2/27/2001 – 3/5/2007Overland Park, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Signalpoint Asset Management LLC
    Jul 2013 – Feb 2017Springfield, MO
  2. Walker Asset Management, LLC
    Aug 2016 – no end date reportedVerona, MO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Walker Asset Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Verona, MO

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dennis Robin Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dennis Robin Walker (Walker Asset Management)