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Derek Brian Moore

Investment Adviser Representative at ZEGA INVESTMENTS, LLC

Scottsdale, AZCRD #2497873Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/28/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 7/7/1994
Series 3
National Commodity Futures Examination
Passed 6/27/2011
Series 7
General Securities Representative Examination
Passed 9/11/1994
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 6/10/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ZEGA Investments, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ZEGA INVESTMENTS, LLCCurrent
8/27/2024 – Scottsdale, AZ
ZEGA FINANCIAL, LLC
1/7/2014 – 12/31/2024Scottsdale, AZ
REILLY FINANCIAL ADVISORS
1/15/2013 – 12/17/2013La Mesa, CA
AMERIVEST INVESTMENT MANAGEMENT, LLC
2/15/2011 – 5/8/2012Scottsdale, AL
TD AMERITRADE, INC.
2/15/2011 – 5/8/2012Omaha, NE
AMERIVEST INVESTMENT MANAGEMENT, LLC
2/18/2005 – 4/8/2009Scottsdale, AZ
AMERITRADE ADVISORY SERVICES LLC
5/18/2005 – 12/14/2005Scottsdale, AZ

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ZEGA INVESTMENTS, LLC

6 other advisors in the directory

Makai Florante Elep
Investment Adviser Representative
Dual-registered
Kenneth Blaine Luckinbill
Investment Adviser Representative
Dual-registered
John Alexander Pestrichelli
Investment Adviser Representative
Dual-registered
Michael Waldorf Puck
Investment Adviser Representative
Dual-registered
Shane Michael Skinner
Investment Adviser Representative
Dual-registered
Michael Alan Snyder
Investment Adviser Representative
Dual-registered
View ZEGA INVESTMENTS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Derek Brian Moore has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.