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Derek Matthew Rivers

Investment Adviser Representative at Commonwealth Financial Network

Friendswood, TXCRD #7220749Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Derek Matthew Rivers is an investment adviser representative with Commonwealth Financial Network in Friendswood, TX, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.

Office

1550 West Bay Area Boulevard, Suite 101
Friendswood, TX 77546

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
1 state or territory

Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/17/2020
Series 7
General Securities Representative Examination
Passed 11/14/2022
SIE
Securities Industry Essentials Examination
Passed 6/26/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Commonwealth Financial NetworkCurrent
12/21/2022 – Friendswood, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. MML Investors Services, LLC
    Jan 2020 – May 2020Houston, TX
  2. Mass Mutual Life Insurance Company
    Jun 2019 – May 2020Houston, TX
  3. Vic Coppinger Family YMCA
    Jun 2015 – Apr 2021Pearland, TX
  4. Full-time Student
    Jan 2010 – Dec 2019Houston, TX
  5. Selah Financial Services
    Jul 2022 – Oct 2023Friendswood, TX
  6. Unemployed
    May 2021 – Jun 2022Pearland, TX
  7. Commonwealth Financial Network
    Sep 2022 – Oct 2023San Diego, CA
  8. Selah Financial Services
    Oct 2023 – no end date reportedFriendswood, TX
  9. Commonwealth Financial Network
    Oct 2023 – no end date reportedSan Diego, CA

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Commonwealth Financial Network

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,971
Offices listed on AdvisorFinder:
26
Main office:
Waltham, MA
SEC file number:
801-41541

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 29, 2026

View full firm profile

Other advisors at Commonwealth Financial Network

Showing 12 of 2,971 in the directory

View Commonwealth Financial Network firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Derek Matthew Rivers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Derek Matthew Rivers (Commonwealth Financial Network)