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Derrick Ray Dees

Investment Adviser Representative at THE CLARUS GROUP

Angleton, TXCRD #4851863Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Derrick Ray Dees has worked in the securities industry since 2004. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/25/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 12/14/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/9/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/8/2004
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/26/2012
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/30/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Clarus Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE CLARUS GROUPCurrent
4/3/2023Angleton, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
6/7/20124/5/2023Angleton, TX
WELLS FARGO ADVISORS, LLC
1/28/20086/5/2012Lake Jackson, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE CLARUS GROUP

8 other advisors in the directory

View THE CLARUS GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Derrick Ray Dees has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Derrick Ray Dees - Financial Advisor in Angleton, TX | AdvisorFinder